Reg T Restricted Call (RTR)

Cause: RTR calls are issued when a customer makes a transaction in a margin account and does not meet the minimum initial requirements. The call is issued T+1 because the account generated four Reg T liquidation strikes during the previous 12 month period.

Due: By 1 PM CT on Trade Date + 1 business day (T + 1);

Regulation-T-Restricted calls cannot be met. Liquidation of securities or depositing funds by the due date only avoids liquidation of securities if the call goes past due.