OptionsHouse Forms

Please review the OptionsHouse Form Deadline Guide to ensure forms are submitted prior to their due date. After the noted due date, please complete the corresponding E*TRADE forms instead. All E*TRADE forms can be found at etrade.com/forms.

New Account Forms

OptionsHouse Customer Agreement
Terms and conditions of opening an OptionsHouse account.

Characteristics and Risks of Standardized Options
Disclosure from the Options Clearing Corporation regarding the risks of trading options.

Broker Dealer Affiliation
407/3050 Approval Letter for FINRA affiliated firms.

OptionsHouse
10 S. Riverside Plaza
Suite 500
Chicago, Illinois 60606

Toll-Free
877.598.3190

Fax
312.284.4775

Customer Service Hours
Monday – Friday
8 a.m. to 8 p.m. ET
(except exchange holidays)

IRA Account Forms

IRA Change of Beneficiary Designation
Use this form when you have an existing Traditional, Roth or SEP IRA and would like to change your beneficiary.

IRA Deposit Slip
Use this form to make a contribution into an IRA. Be sure to designate the contribution type.

IRA Distribution
Use this form to make a distribution from your Traditional or SEP IRA.

Roth IRA Distribution Request
Use this form to make a distribution from your Roth IRA.

Coverdell Distribution Request
Use this form to request a distribution of funds from a Coverdell Education Savings Account.

Roth IRA Direct Conversion Request
Use this form to convert your current Traditional IRA to a Roth IRA.

Miscellaneous Forms

Internal Transfer Form
Use this form when transferring assets between accounts that have different registration types.

Apex Margin Agreement
Outlines the terms of the margin account.

Limited Trading Authorization
Use this form to give another person the ability to trade your account. They have the ability to make trades on your behalf, but NOT transfer funds.

Large Trader LTID Disclosure Form
Use this form to disclose your LTID’s and associated account numbers.

Transfer on Death Beneficiary Designation Form
Use this form to designate the beneficiaries for your individual or joint account.

Domestic Wire Form
Use this form to designate wire instructions when the receiving account is not considered to be a first party.

International Wire Form
Use this form to designate wire instructions when funding an international account.

Check Request Form
Use this form to request a check be delivered to a person or entity not considered to be first party.

Full Trading Authorization Form
Use this form to give another person the ability to trade your account.

Free Delivery Request Form
Use this form to gift shares to a charity or third party with an account at another firm.

Select Application and Agreement
Use this form if you want to have check writing or debit card ability from your brokerage account.