Quarterly Order Routing Report SEC Rule 606 [Formerly Rule 11AC1-6]
OptionsHouse, LLC has prepared this report pursuant to a US Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports describing their order routing practices. The report provides information on the routing of non-directed orders (any order that the customer has not specifically instructed to be routed to a particular venue for execution). For non-directed orders, OptionsHouse will determine the execution venues for its customers.
The reports are broken down into 4 sections: 1) NYSE equities 2) NASDAQ equities 3) Amex or regional exchange traded equities 4) exchange listed options. Each section will show non-directed orders as a percentage of total customer orders, market orders as a percentage of non-directed orders, and limit orders as a percentage of non-directed orders. Each section will address material relationships with each venue to which trades are routed.
Click a report to view it.
- 2006
- December 31
- September 30
