New Account Forms


Customer Agreement
Terms and conditions of opening an OptionsHouse account.
Customer Account Agreement
Additional terms and conditions of opening an OptionsHouse account.
Customer Option Agreement
Agreement for trading options.
Characteristics and Risks of Standardized Options
Disclosure from the Options Clearing Corporation regarding the risks of trading options.

Non-IRA Account Forms


Partnership Agreement
Use this form to list all of the partners on a partnership account.
Trustee Certification
Use this form to list all of the trustees on a trust account.
LLC Authorization
Use this form to list the authorized signers in an LLC.
Affidavit of Sole Ownership
Use this form to list the sole owner of the company.
Corporate Account Agreement
Use this form to list the officers of the corporation.
Investment Club Account Agreement
Use this form to list all people who have vested interest in the account.

IRA Account Forms


IRA Simplifier
Use this form to designate a beneficiary for your IRA account.
Roth IRA Simplifier
Use this form to designate a beneficiary for your Roth IRA account.
IRA Change of Beneficiary Designation
Use this form when you have an existing Traditional, Roth or SEP IRA and would like to change your beneficiary.
IRA Deposit Slip
Use this form to make a contribution into an IRA. Be sure to designate the contribution type.
IRA Withdrawal Statement
Use this form to make a distribution from your Traditional or SEP IRA.
Roth IRA Withdrawal Statement
Use this form to make a distribution from your Roth IRA.
RMD Withdrawal Statement
Use this form to make a required minimum distribution (RMD) from your account.
SEP IRA Adoption Agreement
Use this form when setting up a Simplified Employee Pension (SEP) Plan.
SEP Eligibility Form
Use this form when setting up a Simplified Employee Pension (SEP) Plan.
SEP Plan Document
Use this form when setting up a Simplified Employee Pension (SEP) Plan.
SEP Summary for Employees
Use this form when setting up a Simplified Employee Pension (SEP) Plan.
ESA Simplifier
Use this form to list the beneficiary of a Coverdell Education Savings Account.
ESA Distribution Form
Use this form to request a distribution of funds from a Coverdell Education Savings Account.
Complex Options Agreement
Use this form to apply for complex options trading (i.e. spreads) in your Traditional, Roth or SEP IRA.
Roth IRA Direct Conversion Request
Use this form to convert your current Traditional IRA to a Roth IRA.

Miscellaneous Forms


Customer Account Transfer Form (ACAT)
Use this form to transfer cash and securities into your OptionsHouse account from another brokerage firm.
Change in Ownership Form
Use this form when transferring assets between accounts that have different registration types.
Automated Clearing House (ACH)
Use this form to establish a link between your bank account and your OptionsHouse Educational IRA account. Note – for all other ACH establishment requests, you must sign up electronically within the Manage Accounts/Transfer Funds section of our new trading platform.
Margin Agreement
Outlines the terms of the margin account.
Margin Agreement (Conversion)
Outlines the terms of the margin account. This form is used when converting an existing account from cash to margin.
Limited Trading Authorization
Use this form to give another person the ability to trade your account. They have the ability to make trades on your behalf, but NOT transfer funds.
Large Trader LTID Disclosure Form
Use this form to disclose your LTID’s and associated account numbers.
Online Access Account Linking Agreement (Individual)
Use this form to link multiple accounts under one username and password.
Online Access Account Linking Agreement (Business)
Use this form to link multiple accounts under one username and password.
Transfer on Death
Use this form to designate the beneficiaries for your individual or joint account.
Access Check Writing Application
Use this form to request check writing privileges. Fees may apply.
Spectrum Check Writing and Debit Card Application
Use this form to request check writing and debit card privileges. Fees and account minimums may apply.
Cash and/or Security Journal Request Form
Use this form for all 3rd party journal requests
Domestic Wire Form
Use this form to designate wire instructions when the receiving account is not considered to be a first party.
International Wire Form
Use this form to designate wire instructions when funding an international account.
Check Request Form
Use this form to request a check be delivered to a person or entity not considered to be first party.