Forms

New Account Forms

Customer Agreement

Terms and conditions of opening an OptionsHouse account.

Customer Account Agreement

Additional terms and conditions of opening an OptionsHouse account.

Option Agreement

Agreement for trading options.

Characteristics and Risks of Standardized Options

Disclosure from the Options Clearing Corporation regarding the risks of trading options.

Non-IRA Account Forms

Partnership Agreement

Use this form to list all of the partners on a partnership account.

Trustee Certification

Use this form to list all of the trustees on a trust account.

LLC Authorization

Use this form to list the authorized signers in an LLC.

Affidavit of Sole Ownership

Use this form to list the sole owner of the company.

Corporate Account Agreement

Use this form to list the officers of the corporation.

Investment Club Account Agreement

Use this form to list all people who have vested interest in the account.

IRA Account Forms

IRA Simplifier

Use this form to designate a beneficiary for your IRA account.

Roth IRA Simplifier

Use this form to designate a beneficiary for your Roth IRA account.

IRA Deposit Slip

Use this form to make a contribution into an IRA. Be sure to designate the contribution type.

IRA Withdrawal Statement

Use this form to make a distribution from your Traditional or SEP IRA.

Roth IRA Withdrawal Statement

Use this form to make a distribution from your Roth IRA.

RMD Withdrawal Statement

Use this form to make a required minimum distribution (RMD) from your account.

SEP IRA Adoption Agreement

Use this form when setting up a Simplified Employee Pension (SEP) Plan.

SEP Eligibility Form

Use this form when setting up a Simplified Employee Pension (SEP) Plan.

SEP Plan Document

Use this form when setting up a Simplified Employee Pension (SEP) Plan.

SEP Summary for Employees

Use this form when setting up a Simplified Employee Pension (SEP) Plan.

ESA Simplifier

Use this form to list the beneficiary of a Coverdell Education Savings Account.

Complex Options Agreement

Use this form to apply for complex options trading (i.e. spreads) in your Traditional, Roth or SEP IRA.

Roth IRA Direct Conversion Request

Use this form to convert your current Traditional IRA to a Roth IRA.

Miscellaneous Forms

Customer Account Transfer Form (ACAT)

Use this form to transfer cash and securities into your OptionsHouse account from another brokerage firm.

Change in Ownership Form

Use this form when transferring assets between accounts that have different registration types.

Automated Clearing House (ACH)

Use this form to establish a link between your bank account and your OptionsHouse brokerage account.

Margin Agreement

Outlines the terms of the margin account.

Margin Agreement (Conversion)

Outlines the terms of the margin account. This form is used when converting an existing account from cash to margin.

Limited Trading Authorization

Use this form to give another person the ability to trade your account. They have the ability to make trades on your behalf, but NOT transfer funds.

Online Access Account Linking Agreement (Individual)

Use this form to link multiple accounts under one username and password.

Online Access Account Linking Agreement (Business)

Use this form to link multiple accounts under one username and password.

Transfer on Death

Use this form to designate the beneficiaries for your individual or joint account.

Penflex Application

Use this form to apply to get check writing privileges. Fees may apply.